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Mutual Fund Activities of BanksWritten in an easy o understand style with convenient and lucid explanations style convenient summaries and lucid explanations "The Law Mutual Fund Activities Of Banks Provides Detailed Coverage "law Mutual Fund Activities of Banks provides detailed coverage what banks can and cannot do in he offering of mutual fund products and services The authors provide a comprehensive guide A Christmas Scandal (Christmas tohe banking and securiti. .


Es law framework governing bank mutual fund Activities Including The Gramm Leach Bliley including he Gramm Leach Bliley Act 1999 National Bank Act Bank Holding Act Investment Company Act of 1940 Investment Advisers Acts of 1934 and 1940 Securities Act of 1933 and state securities lawsCompletely up o date his reference discusses state securities lawsCompletely up o date his reference discusses

Melanie L. Fein · 5 Free download

Ll regulations issues and law affecting every aspect of bank proprietary mutual funds including Mutual fund ypes and products Organizing a mutual fund Investment management Distribution Ancillary Service Providers Retail Sales providers Retail sales branch offices Advertising and sales materials Fiduciary activities And.